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Introduce SQCM to Friends

SectorQuant
425 Acoma Street
Denver, CO 80204
Phone: 303-820-3000
mail@sectorquant.com

Open Account

SQCM strategically manages discretionary portfolios of ETFs and no-load mutual fund accounts. Our account size minimum is $10,000.00 and we charge a flat management fee based on assets under management. The fee schedule is as follows:

Fees are applied only to assets in our managed programs and assessed on a monthly basis. Commissions from the custodian will apply.

Step 1 - Download and Fill Out the Necessary New Account Forms

In accordance with the ‘Patriot Act of 2002’ each new account needs to have a completed and signed Identification Form. For a more detailed discussion of strategy, research and fees, see Part II of SEC form ADV. A review of form ADV Part II and completing our Client Agreement is required prior to establishing an account with SectorQuant. Completing our Client Questionnaire (back half of Client Agreement) is required to assess your needs and allow us to function as your investment advisor.

SectorQuant has provided all the necessary forms as Adobe Acrobat PDF files to establish an account. To view and print these electronic documents you will need to use Adobe Acrobat Reader. The free reader is available for download from Adobe.com.

Make sure you have Adobe Acrobat installed on your computer, click on the document download icon () or link to download.

New Account Forms

Forms
Form ADV Part II ( Form ADV Part II )
Retain For Your Records
Form ADV Pt 2 Text ( Form ADV Sched F )
Retain For Your Records
Investment Advisory, Agreement/Questionnaire
Return: Whole Document
Custodial Account ( Non-IRA Personal, Business, Trust… )
Return: Pages 2, 5, 6 Only
IRA Account ( for IRA, Roth, SEP… )
Return: Pages 2, 5, 6 Only
Transfer ( if transferring assets with copy of statement )
Return: Copy of Brokerage Statement, Pages 3, 4, 5, 6
Roth IRA ( Roth IRA application )

Step 2 - Fax, Fedex or Priority Mail the completed documents to:

SectorQuant Capital Management
ATTN: NEW ACCOUNTS
425 Acoma Street
Denver, CO 80204